Compliance 2012: What Will the New Year Bring?

January 1 marks not only a new year but the start of a whole new regulatory and market landscape. Curious about what it means for you?

The Wall Street Journal offers a series of succinct articles that we think provide a perfect framework for knowing what to pay attention to in 2012. Read about what’s in store for high-frequency traders, “systemically important firms,” the new and leaderless Consumer Financial Protection Bureau, IPOs, hedge funds, mergers and acquisitions, the OTC derivatives market, exchange mergers, and six other hot topics.

Take a look, then post a comment to share your thoughts. And Happy New Year!

Ken Overholt manages Advent’s content and thought leadership programs. He’s been thinking and writing about financial services topics and investment management trends for over 20 years. 

Tagged with: , , , , , , , , , ,
Posted in Compliance

Leave a Reply

Your email address will not be published. Required fields are marked *

*

You may use these HTML tags and attributes: <a href="" title=""> <abbr title=""> <acronym title=""> <b> <blockquote cite=""> <cite> <code> <del datetime=""> <em> <i> <q cite=""> <strike> <strong>

Subscribe

Recent Tweets

Authors

Archives

Contact

If you have questions or would like to submit a topic you would like for us to consider covering, email us at social@advent.com.