Blog Archives

Our Most-Read Blog Posts of 2016

As we close out the year, we’re sharing our most-read blog posts from the past 12 months. Here’s the list from 2016, arranged in chronological order. We’re looking forward to seeing you back here on the blog next week.

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Posted in Advent News, Asset Managers, Regulation, Compliance, and Security, Traditional and Alternative Asset Management, Trends, Wealth Management and Financial Planning

DOL, Cybersecurity and Risk Analysis Get Top Billing at T3 Enterprise Conference

If you are looking for the top trends in wealth management technology today, then look no further than the annual Technology Tools for Today (T3) Enterprise conference.  Targeting executives at the largest RIAs and independent broker dealers, T3 Enterprise is

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Posted in Advisors, Asset Managers, Compliance, Regulation, Compliance, and Security, Technology, Wealth Management

M&A Activity Predicted to Grow Based on DOL Impacts

With less than 6 months until firms need to meet requirements for the DOL rule, the number of impacts continues to grow – this time, M&A is predicted to increase as a result of firms accommodating the ruling. One sign

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Posted in Compliance, Regulation, Compliance, and Security

Facebook Live Video: Regulatory Pressures and the Material Impacts on Your Firm

Originally published to the SS&C blog. During last month’s SS&C Deliver Conference, we were able to chat with a few speakers following their sessions about highlights and what attendees should take away from the discussions. In this interview, Fred Jacobs,

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Posted in Regulation, Compliance, and Security

Facebook Live Video: DOL Rule Spotlight: How to Prepare Now

At the 2016 SS&C Deliver Conference last month we had some excellent sessions on the financial industry and the technology that supports it. One of those sessions focused on the DOL Fiduciary Rule. In this short excerpt, Tim Simons of

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Posted in Asset Managers, Compliance, Regulation, Compliance, and Security, Wealth Management

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