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Wealth Management Today: Client relationships take center stage

The wealth management industry in North America is undergoing a significant transformation. New options such as robo-advisors, increased scrutiny of fees, and evolving compliance requirements are among the many drivers of this change. Financial advisors and their firms need to

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Posted in Wealth Management and Financial Planning

The final mile of advisor technology

As advisor technology continues to grow and evolve with the latest technologies and innovation, advisors face a constant game of catch up. What was cutting-edge only a few years ago is now often a dated application that doesn’t integrate with

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Posted in Advisors, Black Diamond Performance Reporting, Technology, Wealth Management and Financial Planning

Data Management: The Key to Increased Profitability, Says New Survey

What would it do for your business if you could enhance sales levels, improve the customer experience throughout the client lifecycle, bolster operating efficiencies and thereby increase your profitability? That’s what you get with better data management, according to the

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Posted in Advent Software, Advisors, Asset Managers, Compliance, Technology, Wealth Management

Compliance Readiness and SEC Priorities for 2017: Webinar

Twenty years ago, the SEC’s Office of Compliance Inspections and Examinations (OCIE) set a goal of examining every RIA firm every five years. But with the explosive growth of registered advisors, and constraints on the SEC’s resources, that goal has

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Posted in Advisors, Asset Managers, Compliance, Hedge Funds, Technology, Traditional and Alternative Asset Management, Uncategorized, Wealth Management and Financial Planning

Compliance Woes Weigh Even Heavier

Steel yourself. A barrage of new and tightened regulations are bearing down on the wealth management industry. And worryingly, the vast majority of respondents to the 2017 Wealth Management Technology & Operations Trends report[1] expect the pace of regulatory change

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Posted in Advent Software, Advisors, Asset Managers, Compliance, Technology, Uncategorized, Wealth Management

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