Blog Archives

MiFID II transaction reporting is upon us – will you be ready?

How will your firm comply with its MiFID II transaction reporting obligations? With the rules set to come into force on January 3, 2018, time is running out for firms to ensure they have a robust and properly tested solution

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Posted in Advent Software, Compliance, Regulation, Compliance, and Security

Recap of the newest releases – 17.1

17.1 Releases of APX and Geneva: Take a Closer Look By now, you’re probably aware of the first releases of 2017 to our core solutions. Many of the enhancements included in these updates come directly from conversations with clients or

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Posted in Product News

MiFID II brings a world of change for the buy side … and not just in Europe

In reality, chances are you’re going to get caught up in MiFID II. Its scope means any buy-side firm that has dealings with European clients, funds or even assets will be subject to at least some aspects of the rules.

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Posted in Advent Software, Asset Managers, Regulation, Compliance, and Security

Best Practices Events – The first stop on the EMEA roadshow: Amsterdam

I’ve just presented to a group of clients and prospects in Amsterdam, at the first of our Best Practices roadshows, and I wanted to share some highlights of what we discussed. We went over the common challenges that everyone in

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Posted in Compliance, Global

Note to European Regulators: “Fess Up and Fix MiFID II”

When it comes to architecting regulation change, Europe could learn a few lessons from the U.S. So say market participants who are appalled at troublesome MiFID II proposals that point to a lack of understanding of the financial markets. Citing

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Posted in Compliance, Global


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